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JPMorgan Chase reaches settlement with SEC for alleged mishandling of American Depositary Receipts

By Marian Johns | Jan 4, 2019

WASHINGTON, D.C. — JPMorgan Chase Bank NA has reached a settlement of more than $135 million with the U.S. Securities and Exchange Commission (SEC) over charges the bank issued "pre-released" American Depositary Receipts (ADRs) relating to foreign company shares.

AriseBank former executives to pay $2.7 million for alleged cryptocurrency scam

By Marian Johns | Dec 14, 2018

WASHINGTON, D.C. — AriseBank's former CEO and COO will pay a $2.7 million settlement to resolve charges by the U.S. Securities and Exchange Commission (SEC) of engaging in a initial coin offering (ICO) scam, according to the federal agency.

Trial lawyers find unusual allies in fight against arbitration: Conservative state treasurers

By Daniel Fisher | Dec 11, 2018

WASHINGTON (Legal Newsline) - Class action lawyers who see arbitration as a mortal threat to their business have found unlikely allies among some of the nation’s most conservative state officials.

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