U.S. Securities And Exchange Commissio Profile

U.S. Securities And Exchange Commissio

SEC approves proposal to establish transaction fee pilot in NMS stocks

By Marian Johns | Tuesday, Apr 17, 2018 @ 3:04pm

WASHINGTON, D.C. — The Securities and Exchange Commission (SEC) recently approved a proposal to establish a transaction fee pilot in National Market System (NMS) Stocks Rule 610T of Regulation, designed to obtain data on transaction fees and rebates.
SEC alleges Bitcoin platform operated as unregistered securities exchange

By Mark Iandolo | Monday, Feb 26, 2018 @ 12:20pm

WASHINGTON (Legal Newsline) — The Securities and Exchange Commission (SEC) announced charges Feb. 21 against BitFunder, a Bitcoin-denominated platform, and its founder Jon E. Montroll, for allegedly operating an unregistered securities exchange, as well as for defrauding users of that exchange. “