LEGAL NEWSLINE

Recent News About U.S. Securities And Exchange Commissio

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  SEC approves proposal to establish transaction fee pilot in NMS stocks

  By Marian Johns | Tuesday, Apr 17, 2018 @ 3:04pm

  WASHINGTON, D.C. — The Securities and Exchange Commission (SEC) recently approved a proposal to establish a transaction fee pilot in National Market System (NMS) Stocks Rule 610T of Regulation, designed to obtain data on transaction fees and rebates.

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  SEC alleges Bitcoin platform operated as unregistered securities exchange

  By Mark Iandolo | Monday, Feb 26, 2018 @ 12:20pm

  WASHINGTON (Legal Newsline) — The Securities and Exchange Commission (SEC) announced charges Feb. 21 against BitFunder, a Bitcoin-denominated platform, and its founder Jon E. Montroll, for allegedly operating an unregistered securities exchange, as well as for defrauding users of that exchange. “

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