Ubs

Oskaloosa, IA 52577

U.S. accuses Swiss company of residential mortgage-backed securities fraud

By Marian Johns | Monday, Nov 12, 2018 @ 12:20pm

WASHINGTON, D.C. — The federal government is suing a Swiss investment bank and financial services company https://en.wikipedia.org/wiki/UBS for alleged residential mortgage-backed securities (RMBS) fraud, the U.S. Department of Justice (DOJ) announced.
New York attorney general secures $230 million from UBS for role in financial crisis

By Mark Iandolo | Tuesday, Apr 3, 2018 @ 12:39pm

NEW YORK (Legal Newsline) — New York Attorney General Eric T. Schneiderman announced March 21 that UBS will pay $230 million to resolve allegations of misconduct in the lead-up to the financial crisis.
SEC settles with UBS for $15 million after allegations of failing to properly train employees

By Mark Iandolo | Wednesday, Oct 19, 2016 @ 9:01am

WASHINGTON (Legal Newsline) — The Securities and Exchange Commission (SEC) has announced UBS Financial Services will pay $15 million after allegations of failing to adequately educate and train its sales force about its financial products.