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LEGAL NEWSLINE

Thursday, May 16, 2024

Morgan Stanley

Recent News About Morgan Stanley

  • Cuomo inquiry targets large banks

    By John O'Brien |
    Cuomo NEW YORK (Legal Newsline) - New York Attorney General Andrew Cuomo is probing eight banks he believes might have misled credit rating agencies.

  • Oppenheimer, Cuomo reach $31M agreement

    By Nick Rees |
    Cuomo NEW YORK (Legal Newsline) - Broker-dealer Oppenheimer & Co. will restore $31 million to investors nationwide who hold auction rate securities following a settlement with New York Attorney General Andrew Cuomo.

  • Swap agreements not working in Pa., auditor general says

    By John O'Brien |
    Wagner HARRISBURG, Pa. (Legal Newsline) - Pennsylvania Auditor General Jack Wagner wants local governments and school districts to stop entering into swap agreements with investment firms.

  • Cuomo files ARS suit against unhappy Schwab

    By John O'Brien |
    Cuomo NEW YORK (Legal Newsline) - As promised, New York Attorney General Andrew Cuomo has filed a lawsuit against Charles Schwab & Co., and the company is not pleased about it.

  • Cuomo denounces Wall Street's compensation program

    By Keith Loria |
    Andrew Cuomo (D) NEW YORK (Legal Newsline) - New York Attorney General Andrew Cuomo released a comprehensive report Thursday that analyzed 2008 bonuses for the nine banks that received Trouble Asset Relief Program financing from the U.S. government.

  • Hurricane Ike price-gouging suit settled

    By Ashley Stinnett |
    McCollum TALLAHASSEE, Fla. (Legal Newsline) - Florida Attorney General Bill McCollum has agreed to a $2.275 million settlement with Morgan Stanley Capital Group, Inc., over allegations of fuel price gouging.

  • New York AG signs agreements with two ARS firms‏

    By Nick Rees |
    Andrew Cuomo (D) NEW YORK (Legal Newsline) - New York's attorney general has announced assurances of discontinuance with two securities firm that detail how they have and will provide liquidity to investors who purchased auction-rate securities.

  • Coakley reaches settlement with Merrill Lynch

    By Ashley Stinnett |
    Martha Coakley (D) BOSTON (Legal Newsline)- Massachusetts Attorney General Martha Coakley has reached a settlement with Merrill Lynch over claims the company misled the city of Springfield into unlawfully investing into auction-rate securities.

  • Morgan Stanley gas company being investigated

    By John O'Brien |
    McCollum TALLAHASSEE, Fla. (Legal Newsline) - Florida Attorney General Bill McCollum is investigating possible price-gouging on the part of Morgan Stanley and one its subsidiaries.

  • Cuomo says $10 mil too much for Merrill Lynch CEO

    By John O'Brien |
    Cuomo ALBANY, N.Y. (Legal Newsline) - New York Attorney General Andrew Cuomo is upset with reports that say Merrill Lynch is considering giving $10 million in bonuses to top executives.

  • Cuomo keeping a close eye on Wall Street firms

    By John O'Brien |
    Cuomo ALBANY, N.Y. (Legal Newsline) - American International Group won't be the only bailout beneficiary being watched by New York Attorney General Andrew Cuomo.

  • State AG's target Wall Street

    By Chris Rizo |
    Andrew Cuomo (D) WASHINGTON (Legal Newsline)-Long before Congress began considering a rescue plan for the U.S. financial markets, a small group of state attorneys general were decrying what they called unscrupulous activities by some Wall Street firms.

  • Report: Cuomo subpoenas credit market data providers

    By Chris Rizo |
    Andrew Cuomo (D) NEW YORK (Legal Newsline) - New York Attorney General Andrew Cuomo is investigating whether credit default swaps are being used to devalue share prices, sources say.

  • Merrill Lynch settles with N.Y.

    By John O'Brien |
    Cuomo NEW YORK (Legal Newsline) - Facing a possible lawsuit from New York Attorney General Andrew Cuomo, Merrill Lynch & Co. agreed Thursday to buy back the auction rate securities it had sold before the ARS market collapsed in February.

  • While Cuomo waits, Merrill Lynch settles Mass. claims

    By John O'Brien |
    Merrill Lynch BOSTON (Legal Newsline) - Another seller of auction rate securities has settled allegations that it misled customers.

  • Cuomo keeps momentum in ARS probe

    By John O'Brien |
    Cuomo NEW YORK (Legal Newsline) - Wachovia has joined the group of auction rate securities sellers that has returned billions of dollars to investors as a result of New York Attorney General Andrew Cuomo's investigation.

  • More settlements in Cuomo's ARS investigation

    By John O'Brien |
    Cuomo NEW YORK (Legal Newsline) - More sellers of auction rate securities have cooperated with New York Attorney General Andrew Cuomo, who can now boast that he's helped return $27 billion to investors.

  • Cuomo urges agreements with three more ARS sellers

    By John O'Brien |
    Cuomo NEW YORK (Legal Newsline) - New York Attorney General Andrew Cuomo is including three more sellers of auction rate securities in his headline-making investigation of the industry.

  • Cuomo, Coakley continue charge against auction rate securities sellers

    By John O'Brien |
    Cuomo NEW YORK (Legal Newsline) - New York Attorney General Andrew Cuomo announced Thursday, along with federal regulators, that Citigroup will buy back more than $7 billion sold in auction rate securities.