Recent News About UBS View More
- Federal Gov
WASHINGTON, D.C. — The federal government is suing a Swiss investment bank and financial services company https://en.wikipedia.org/wiki/UBS for alleged residential mortgage-backed securities (RMBS) fraud, the U.S. Department of Justice (DOJ) announced.
NEW YORK (Legal Newsline) — New York Attorney General Eric T. Schneiderman announced March 21 that UBS will pay $230 million to resolve allegations of misconduct in the lead-up to the financial crisis.
WASHINGTON (Legal Newsline) — The Securities and Exchange Commission (SEC) has announced UBS Financial Services will pay $15 million after allegations of failing to adequately educate and train its sales force about its financial products.